Dune Software Architecture

This document contains two section. The first section, which should be readable by anyone, describes the main elements of Dune from a distance. It abstracts from all plumbing and both internal and system dependencies to give a simple view of the main components, their responsibilities and interactions. The second part is written for developers, and is at the level of OPAM packages.

The Big Picture

The diagram below shows a very coarse grained architecture of Dune.

Dune architecture diagram

The characteristic that makes Dune unique is its self-amending property. The part that amends itself is called the economic protocol (the green eye of the octopus), sometimes abbreviated by protocol or even proto in the source code. The rest of a Dune node is what we call the shell (the blue octopus).

The protocol is responsible for interpreting the transactions and other administrative operations. It also has the responsibility to detect erroneous blocks.

An important thing to notice is that the protocol always sees only one block chain. In other words, a linear sequence of blocks since the genesis. It does not know that it lives in an open network where nodes can propose alternative heads.

Only the shell knows about the multiple heads. It is responsible for choosing between the various chain proposals that come from the bakers (the programs that cook new blocks) of the network. The shell has the responsibility of selecting and downloading alternative chains, feed them to the protocol, which in turn has the responsibility to check them for errors, and give them an absolute score. The shell then simply selects the valid head of highest absolute score. This part of the shell is called the validator.

The rest of the shell includes the peer-to-peer layer, the disk storage of blocks, the operations to allow the node to transmit the chain data to new nodes and the versioned state of the ledger. In-between the validator, the peer-to-peer layer and the storage sits a component called the distributed database, that abstracts the fetching and replication of new chain data to the validator.

Protocols are compiled using a tweaked OCaml compiler (green part on the left of the picture) that does two things. First, it checks that the protocol’s main module has the right type. A good analogy is to see protocol as plug-ins, and in this case, it means that it respects the common plugin interface. Then, it restricts the typing environment of the protocol’s code so that it only calls authorized modules and functions. Seeing protocols as plug-ins, it means that the code only called primitives from the plug-in API. It is a form of statically enforced sandboxing.

Finally, the RPC layer (in yellow on the right in the picture) is an important part of the node. It is how the client, third party applications and daemons can interact with the node and introspect its state. This component uses the mainstream JSON format and HTTP protocol. It uses in-house libraries ocplib-resto and ocplib-json-typed (via the module Data_encoding). It is fully inter-operable, and auto descriptive, using JSON schema.

Software Architecture and Packages Relationship

The diagram below shows the main OPAM packages present in the source code of Dune, and their dependencies. The tezos- prefix has been dropped for clarity.

Dune source packages diagram

In green at the bottom are binaries. Highlighted in yellow are the OPAM packages (sometimes with shortened names). Black arrows show direct dependencies. Orange arrows show other indirect relationships (code generation, interface sharing), explained below. The part circled in blue, contains modules that bear no dependency to Unix, and can thus be compiled to JavaScript. External dependencies are not shown in this illustration.

Base and below

At the center, the tezos-base package is where the blockchain specific code starts. Before it are the set of libraries that are used everywhere for basic operations.

  • tezos-stdlib contains a few extensions over the OCaml standard library (a few string primitives, an Option module, etc.), a few Lwt utilities, and a Compare module that implements monomorphic comparison operators.
  • tezos-data-encoding is the in-house combinator-based serialization library. From a single type description t encoding, the code can read to and write from values of type t both binary and JSON representations. For both, the library provides machine and human-readable documentations by the use of documentation combinators. The JSON part depends on ocplib-json-typed. A tutorial is available for this library.
  • tezos-error-monad is an in-house monadic interface to the OCaml ('a, 'b) result type, that fixes the 'b to an extensible type error (actually a list, to hold an error trace). When extending the type, programmers must also call the register_error function that registers a pretty printer and an encoding for serialization. A tutorial is available for this library.
  • tezos-rpc provides the basics of Dune’ RPC service mechanism. It provides combinators for building service hierarchies à la Ocsigen/Eliom, registering and calling services. This module is based on ocplib-resto, that allows for automatic generation of a machine and human-readable of the hierarchy of services: the structure of URLs and the expected formats for input and output bodies, via the use of data_encoding.
  • tezos-crypto wraps the external cryptography libraries that we use. We try to use minimal reference implementations, with as thin as possible bindings, and rely on libraries from the HACL* project, written and verified in the F* programming language, and extracted to C.
  • tezos-micheline is the concrete syntax used by Michelson, the language of smart contracts. It mostly contains the generic, untyped AST, a printer and a parser.
  • tezos-base wraps all these module in a common foundation for all the other components of Dune, and introduces the data structures of the blockchain (e.g. Block_hash, Block_header, Block_locator, Fitness, P2p_identity) that are shared between the shell, economic protocol, client, daemons and third party software. It also rewraps some modules from crypto as functors that build all-in-one modules for a given type (for instance, the module for block hashes contains all possible converters, command line and RPC argument builders, pretty printers, an autocompleter, etc.). This package also contains the cli_entries module that we use to handle command line parsing in some executables.

The Shell

The shell is the part of the node responsible for all communications, peer-to-peer and RPC, acting as a cocoon around the economic protocols.

  • tezos-shell-services contains the definition of the node’s service hierarchy, and calling functions to use in the client (or any third party software). As this library is linked into the client to call the services in a type-safe way, only the description of services is done here. The registration of handlers is done in the rest of the node’s implementation.
  • tezos-rpc-http-client and tezos-rpc-http-server use cohttp to implement the RPC over HTTP server and client, allowing to make actual use of services declared using tezos-rpc.
  • tezos-p2p is the in-house peer-to-peer layer.
  • tezos-storage contains the raw simple key-value store used for the chain data, and the raw versioned key-value store used for storing the ledger’s context (one version per block). This is implemented using irmin and currently lmdb.
  • tezos-protocol-updater maintains the table of available protocol versions, embedded or dynamically linked.
  • tezos-shell implements the scheduling of block validations, the mempool management, and the distributed database. A description is available in this document.

The Economic Protocol Environment and Compiler

Economic protocols are compiled by a specific version of the OCaml compiler. This compiler restricts the set of modules available to the economic protocol, as a form of static sandboxing. It also generates a functorized version of the protocol, to make the execution of the protocol in alternative environment possible.

  • tezos-protocol-environment-sigs contains the modules that are available to the economic protocol. A review of this sandbox is available here. This modules include a stripped down standard library, and interfaces to the crypto APIs, RPC definitions, and key-value store.
  • tezos-protocol-compiler is the compiler for economic protocols: an alternative driver to the OCaml ocaml-compiler-libs that typechecks within the protocol environment, and performs some more checks on the protocol code.
  • tezos-protocol-xxx is produced by the protocol compiler and contains a functorized version of protocol xxx that takes its standard library as parameter. This parameter can be filled with any of the implementations described in the two points below.
  • tezos-shell-context implements a context representation
    that is accepted by the protocol environment. The node uses this instance to read and write data on disk.
  • tezos-protocol-environment contains the protocol generic environment. It also defines two different context instances: one that simulates the key-value store in memory for testing, and one whose context function are dummy ones which can be used when only the types and non contextual functions of the protocol are needed.
  • tezos-embedded-protocol-xxx contains a version of protocol xxx whose standard library is pre-instantiated to the shell’s implementation, these are the ones that are linked into the node. It also contains a module that registers the protocol in the node’s protocol table.

The Embedded Economic Protocols

Three economic protocols are included in the main Dune repository.

The Client Library

The client is split into many packages, to enforce three separation lines: shell vs economic protocol, Unix dependent vs JavaScript compatible, and library vs command line interface.

Tests Packages

The tests are split into various packages, testing more and more elements while following the dependency chain. Use make test to run them.

The Final Executables

  • tezos-node provides the node launcher binary dune-node. All the algorithmic being implemented in the shell, this package only implements the node’s CLI. It also provides the sandboxed node shell script launcher (see the main readme).
  • tezos-client provides the dune-client and dune-admin-client binaries. The former contains a small command line wallet, the latter an administration tool for the node. It also provides a shell script that configures a shell environment to interact with a sandboxed node.
  • tezos-baker-005-PsBabyM1 provides the dune-baker-005-PsBabyM1 binary.
  • tezos-endorser-005-PsBabyM1 provides the dune-endorser-005-PsBabyM1 binary.
  • tezos-accuser-005-PsBabyM1 provides the dune-accuser-005-PsBabyM1 binary.
  • tezos-protocol-compiler provides the dune-protocol-compiler binary that is used by the node to compile new protocols on the fly, and that can be used for developing new protocols.